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Documents and Licenses

• License
• Certificate of Incorporation and Change of Name
• Certificate of Directors and Secretary
• Certificate of Registered Office
• Report and financial statements 2008
• Report and financial statements 2009
• Report and financial statements 2010
• VAT Certificate
• Tax Certificate 2010
• Tax Certificate 2011

Brokerage Services

1. List of required documents
   • For legal entities
   • For individuals
2. Client Questionnaire
   • For legal entities
   • For individuals
3. Regulations for provision of brokerage, investment and agency services on the Securities market
4. Cash transfer order
5. Amendments to the Client Questionnaire
6. Securities transfer order

Asset Management Services

1. Asset Management Regulation
2. Adhesion Contract to Asset Management Regulation
3. List of required documents
   • For legal entities
   • For individuals
4. Client Questionnaire
   1. For legal entities
   2. For legal entities – professional clients
   3. For Individuals
5. Amendments to the Client Questionnaire